SEC Reg BI Compliant

Streamline Your Reg BI Compliance

The complete platform for broker-dealers to manage disclosures, track recommendations, and maintain compliance with SEC Regulation Best Interest.

Hero Image Placeholder

Dashboard Screenshot or Illustration

Everything You Need for Reg BI Compliance

Prsperite provides comprehensive tools to help your firm meet all SEC Regulation Best Interest requirements.

Disclosure Management

Create, customize, and deliver Form CRS and relationship summaries with automated variable replacement and version control.

Recommendation Tracking

Document the basis for every recommendation with built-in best interest analysis, cost comparisons, and conflict disclosures.

Client Management

Maintain comprehensive client profiles with investment objectives, risk tolerance, and complete disclosure history.

Ready to Simplify Your Compliance?

Join broker-dealers who trust Prsperite for their Reg BI compliance needs.